Green clover

<div>Job Role: Company Secretarial and SEBI Compliances</div><div><br></div><div>Reporting: Compliance Officer</div><div>Location:  Mumbai</div><div><br></div><div>Key Responsibilities:</div><div>a) Assist in monitoring compliance of the SEBI Mutual Fund Regulations and timely reporting by MF/AMC and exceptions thereto, to SEBI, Board of AMC and Trustees</div><div>b) Assist in Timely submission of periodical reports to Regulators, AMFI and Board of Trustees and AMC. </div><div>c) Addressing and timely resolving the Investor Grievances. </div><div>d) Prepare various advertisements, factsheets, posters etc., other communications to investors, certain Front Office transactions viz, ISTs, FDs</div><div>e) Maintenance of Compliance Manual, Updating Management on changes in regulatory environment. </div><div>f) Approval of personal trades by employees, providing guidance on employee dealing policy to the employees</div><div>g) Assist in Filing Draft Offer Documents, additional features/proposals with SEBI for approval, coordinating between SEBI and AMC Officials for expeditious clearance of the new schemes. </div><div>h) Follow up on commitments/obligations to SEBI and other Regulatory bodies. </div><div>i) Follow-up on Compliance related audit/inspection observations and incidents for systemic corrections. </div><div>j) good knowledge of the Companies Act, 2013 and Rules made thereunder</div><div>k) Dealing/interacting with SEBI/SEs/and other Regulatory Authorities Drafting of minutes of Board/ Committee meetings</div><div>l) Conducting annual general meetings and recoding the minutes of the same on timely basis of group companies</div><div>m) Knowledge of SEBI (MF) Regulations/ RBI/FEMA/NBFC regulations Required skill sets:</div><div>Ability to manage multiple tasks simultaneously Ability to work as a contributing member of team excellent communication skills, both written and oral Fine attention to detail</div><div>Qualification: Company Secretary</div><div><br></div><div>Experience: Minimum 2-3 years of post-qualification experience (Experience in Mutual Fund industry is preferable)-</div><div><br></div><div>Budget: As per Industry Standard</div><div><br></div>